top of page
Profile
Join date: Sep 21, 2018
Posts
Jun 23, 2021 ∙ 2 min
OTC MARKETS DESLISTING DEADLINES COMING SOON FOR NON-CURRENT COMPANIES
Exchange Act Rule 15c2-11 governs when broker-dealers may publish electronic quotes in securities that are not traded on an exchange. On...
385
0
Aug 26, 2020 ∙ 2 min
LONG OVERDUE: SEC AMENDS “ACCREDITED INVESTOR” DEFINITION
During my almost ten years of securities practice, I have always had an issue with the people and entities that are allowed to take part...
121
0
Dec 19, 2018 ∙ 2 min
IS LESS DISCLOSURE REALLY A GOOD IDEA? ARE THERE SIGNS THE SEC AGREES WITH PRESIDENT TRUMP?
During Donald Trump’s controversial term as President of the United States, he has never shied away from using social media (Twitter) to...
80
0
Brian Higley, Esq.
Admin
More actions
bottom of page