BUSINESS
LEGAL ADVISORS

Full service business securities & corporate transactions law firm.

ABOUT US

If you are a small to mid-size business looking for corporate and securities legal services, you've come to the right place. We are the corporate and transactions go-to in the securities industry. We can assist you in every aspect of your corporate legal needs including corporate structuring, capital raising, securities compliance, ongoing

SEC reporting compliance, and beyond.

We understand that small businesses face unique financial challenges. As such our goal is to provide top-quality

services at an affordable price with flexible payment options.

WE OFFER

Forming Your Private Company
Taking Your Private Company Public
Business Transactions and Contracts
DTC Eligibility
Mergers & Acquisitions
Drafting Form 10 and S-1 Registration Statements
Rule 506(b) and Rule 506(c) Private Offerings
Reg. A+ Offerings
Crowdfunding Offerings

Maintaining Compliance with FINRA, the SEC & DTC
Private Placement
Business Entity Formation
Drafting Private Placement Memorandums
SEC (Securities & Exchange Commission) Reporting and Compliance.
Ongoing Corporate Counsel for Small and Mid-Size Public Issuers, Private Companies Going Public, Officers, and Directors and Shareholders of Publicly-Traded Companies

Section 13 and Section 16 Compliance
8-Ks, 10-Qs, and 10-Ks
Corporate Formalities
Conducting Reverse Mergers
Structuring Registered Public Offerings
Blue Sky Compliance
Maintaining Compliance with the Over-the-Counter Markets such as OTCQB and OTCQX and NYSE American and NASDAQ Capital Market
Rule 144 Opinion Letters

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ATTORNEYS

OUR ATTORNEY

Education:

• SJ Quinney College of Law, University of Utah
• University of Utah

Bar Admissions:

• Utah
• U.S District Court of Utah
• Utah Supreme Court

Affiliations:

• Utah State Bar Association;
• American Bar Association.

Mr. Brian Higley graduated from the University of Utah S.J. Quinney College of Law and has focused on securities law his entire legal career. He is licensed to practice in the State of Utah & is a member of the Utah State Bar Securities Section. He is also fluent in Spanish.

Mr. Higley assists various clients primarily in the areas of public company disclosure, corporate finance, mergers and acquisitions, private placements, public and private offerings, Securities and Exchange Commission reporting, Blue Sky compliance, asset and stock purchases, and general corporate practice.

During law school, Mr. Higley externed for the Honorable Judge Carolyn B. McHugh at the Utah Court of Appeals. Prior to law school, he graduated from the University of Utah with a Bachelor’s Degree in Business Administration.